Unclaimed
Nancy Anne Banker is a registered representative with Foreside Fund Services, LLC, working from their office in Warrendale, Pennsylvania. Nancy has been active in the financial services industry since November 6, 2001. She has been registered with the state of Pennsylvania since May 15, 2013. She is currently licensed as a Series 6, Series 7, Series 26, and Series 63. Nancy has previously held positions with MBSC Securities Corporation, Westinghouse Securities Corporation, and First Investors Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
05/15/2013 - Present
Foreside Fund Services, LLC (Warrendale PA)
PA
07/29/2008 - 04/02/2013
MBSC SECURITIES CORPORATION (PITTSBURGH PA)
NA
02/07/1990 - 12/31/1992
WESTINGHOUSE SECURITIES CORPORATION
NA
11/26/1984 - 11/03/1988
FIRST INVESTORS CORPORATION
BC
Issued 11/17/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/1988
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2008
Series 7 - General Securities Representative Examination
BC
Issued 11/16/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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