Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Mullally is a registered investment advisor with over 40 years of experience in the financial services industry. Nancy is currently an investment advisor representative with Alamo Capital, a firm specializing in portfolio management services for individuals, businesses, and charitable organizations. Prior to joining Alamo Capital, Nancy held various positions at firms such as Westhoff, Cone & Holmtedt and Dean Witter Reynolds Inc. Nancy is also a registered principal, holding Series 53, 24, and 27 licenses. In addition to her investment advisory services, Nancy provides financial planning, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
CA
11/19/1998 - Present
Alamo Capital (WALNUT CREEK CA)
CA
01/11/1990 - 07/17/2013
WESTHOFF, CONE & HOLMSTEDT (WALNUT CREEK CA)
NA
12/02/1987 - 02/10/1990
DARNALL, KEMNA & CO., INC.
NA
11/23/1985 - 03/25/1987
FIRST CALIFORNIA REGIONAL SECURITIES, INC.
NA
07/18/1985 - 11/14/1985
THOMAS F. WHITE & CO., INCORPORATED
NA
10/29/1982 - 07/22/1985
DEAN WITTER REYNOLDS INC.
NA
12/11/1981 - 11/19/1982
PAINE, WEBBER, JACKSON & CURTIS INC.
BC
Issued 08/16/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/14/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/10/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/27/1990
Series 24 - General Securities Principal Examination
BC
Issued 10/10/1988
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Nancy Mullally is the right advisor for you? Invested Better is here to help.
