Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Rowland is an Investment Advisor Representative at Northwestern Mutual Investment Services, LLC. Nancy has been in the financial services industry since 1982. Nancy holds a Series 6, Series 63 and Series 65 license. Nancy is registered with the state of California, Connecticut, Florida, Oregon, South Carolina and Washington. Nancy is a dedicated professional with a strong commitment to providing excellent client service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
02/04/2013 - Present
Northwestern Mutual Investment Services, LLC (SAN FRANCISCO CA)
WI
11/30/1988 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NA
08/29/1986 - 07/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
03/19/1984 - 09/17/1984
PLANNED INVESTMENTS INC.
NA
07/27/1983 - 01/30/1984
SYMON GROUP, LTD.
NA
08/10/1982 - 06/10/1983
WADDELL & REED, INC.
IA
Issued 02/01/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/25/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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