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Nancy Ann Rowland

Northwestern Mutual Investment Services, LLC

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About Nancy Ann Rowland

Nancy Rowland is a financial professional with over 30 years of experience in the industry. Nancy is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since 2013. Previously, Nancy was employed by Robert W. Baird & Co. Incorporated, Drexel Burnham Lambert Incorporated, Planned Investments Inc., Symon Group, LTD., and Waddell & Reed, Inc. Nancy is licensed to conduct business in California, Connecticut, Florida, Oregon, South Carolina, and Washington.

Firm Information

Nancy Rowland is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Nancy Rowland’s Registration & Firm History

FL

02/04/2013 - Present

Northwestern Mutual Investment Services, LLC (Venice FL)

WI

11/30/1988 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NA

08/29/1986 - 07/22/1989

DREXEL BURNHAM LAMBERT INCORPORATED

NA

03/19/1984 - 09/17/1984

PLANNED INVESTMENTS INC.

NA

07/27/1983 - 01/30/1984

SYMON GROUP, LTD.

NA

08/10/1982 - 06/10/1983

WADDELL & REED, INC.

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Licenses & Designations

IA

Issued 2/1/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 5/25/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 4/15/1982

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nancy Ann Rowland.
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