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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Ann Pasquariello is a financial advisor with UBS Financial Services Inc. based in Providence, Rhode Island. Nancy has over 18 years of experience in the financial services industry and is registered to provide investment advice in 28 states. She specializes in providing financial planning, portfolio management and pension consulting services to individuals, businesses, high-net-worth clients, and charitable organizations. Nancy is also licensed to sell securities in 28 states and has a Series 7 and Series 63 license as well as a Series 65 license for investment advisors. Previously, Nancy worked with MORGAN STANLEY for 13 years and with CITIGROUP GLOBAL MARKETS INC. for 3 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
RI
10/14/2022 - Present
UBS Financial Services Inc. (Providence RI)
RI
06/01/2009 - 10/28/2022
MORGAN STANLEY (Providence RI)
RI
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PROVIDENCE RI)
RI
02/09/2007 - 04/02/2007
MORGAN STANLEY DW INC. (PROVIDENCE RI)
RI
02/19/2004 - 02/20/2007
CITIGROUP GLOBAL MARKETS INC. (PROVIDENCE RI)
IA
Issued 03/08/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/27/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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