Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Ohearn is a financial professional with over 20 years of experience in the industry. Nancy is currently a registered representative with Union Square Advisors LLC, a firm with offices in San Francisco, CA. Prior to joining Union Square Advisors LLC, Nancy held positions with several other firms, including Meraki Global Advisors LLC, Stonnington Group, LLC, Liberty Group, LLC, Cary Street Partners, Morgan Stanley, World Equity Group, Inc., Gordian Investment Solutions, LLC, Vanderbilt Securities, LLC, Esposito Securities, LLC, WFG Investments, Inc., Merlin Securities, LLC, Banc of America Securities LLC, National Securities Corporation, Navellier Securities Corp., G.R. Stuart & Company, Inc., Monarch Securities, Inc., and Hambbrecht & Quist Incorporated. Nancy is also a registered principal and has a variety of licenses including Series 7, 10, 9, 14, 24, 55, 57TO, 63 and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
07/26/2024 - Present
Union Square Advisors LLC (SAN FRANCISCO CA)
CA
03/18/2022 - 08/25/2022
UNION SQUARE ADVISORS LLC (SAN FRANCISCO CA)
UT
01/03/2020 - 07/29/2020
MERAKI GLOBAL ADVISORS LLC (PARK CITY UT)
CA
05/13/2019 - 12/10/2019
STONNINGTON GROUP, LLC (PASADENA CA)
CA
06/07/2018 - 04/17/2019
LIBERTY GROUP, LLC (OAKLAND CA)
VA
01/15/2016 - 10/03/2016
CARY STREET PARTNERS (RICHMOND VA)
CA
05/15/2014 - 12/19/2014
MORGAN STANLEY (WALNUT CREEK CA)
CA
04/03/2013 - 01/22/2014
WORLD EQUITY GROUP, INC. (SAN FRANCISCO CA)
CA
04/16/2012 - 01/18/2013
GORDIAN INVESTMENT SOLUTIONS, LLC (SAN FRANCISCO CA)
NY
05/03/2010 - 09/01/2010
VANDERBILT SECURITIES, LLC (WOODBURY NY)
TX
09/14/2007 - 05/01/2008
ESPOSITO SECURITIES, LLC (DALLAS TX)
TX
08/22/2007 - 11/05/2007
WFG INVESTMENTS, INC. (DALLAS TX)
CA
01/10/2007 - 08/24/2007
MERLIN SECURITIES, LLC (SAN FRANCISCO CA)
CA
10/31/1997 - 01/03/2007
BANC OF AMERICA SECURITIES LLC (SAN FRANCISCO CA)
FL
04/18/1996 - 10/24/1997
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
NV
06/03/1994 - 06/05/1997
NAVELLIER SECURITIES CORP. (RENO NV)
MA
04/13/1993 - 10/08/1993
G.R. STUART & COMPANY, INC. (MAYNARD MA)
NA
08/03/1990 - 04/18/1991
MONARCH SECURITIES, INC.
CA
08/22/1989 - 09/05/1989
HAMBRECHT & QUIST INCORPORATED (SAN FRANCISCO CA)
IA
Issued 11/12/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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