Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Ann Minkkinen is a financial advisor registered with RBC Capital Markets, LLC. Nancy has over 23 years of experience in the financial industry. Nancy is a registered investment advisor in Minnesota and Texas. Nancy has also held previous registrations with Wells Fargo Clearing Services, LLC, Wells Fargo Investments, LLC, and Wells Fargo Brokerage Services, L.L.C., among others. Nancy holds Series 6, 7, 63, and 65 licenses as well as the SIE designation. Nancy's specialties include working with high-net-worth individuals, corporations, and family trusts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
10/01/2021 - Present
RBC Capital Markets, LLC (ST. CLOUD MN)
MN
01/03/2011 - 10/04/2021
WELLS FARGO CLEARING SERVICES, LLC (SAINT CLOUD MN)
MN
12/13/2000 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SAINT CLOUD MN)
MN
03/18/1999 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
ME
06/15/1998 - 03/08/1999
FORUM FINANCIAL SERVICES, INC. (PORTLAND ME)
KS
10/28/1991 - 03/24/1992
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 11/14/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1999
Series 7 - General Securities Representative Examination
BC
Issued 06/12/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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