Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Ann Lake is a financial advisor at RBC Capital Markets, LLC. Nancy has been in the securities industry since February 6, 1989, and has extensive experience working with a variety of clients, including individuals, corporations, pension and profit sharing plans, and charitable organizations. Nancy's expertise includes financial planning, portfolio management, and pension consulting. Nancy has held Series 7, Series 63, and SIE licenses. She is also registered in 24 states. Prior to joining RBC Capital Markets, LLC, Nancy was employed by DAIN RAUSCHER INCORPORATED and EVEREN SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
05/29/2020 - Present
RBC Capital Markets, LLC (STURGEON BAY WI)
WI
03/02/1998 - 04/09/2020
RBC CAPITAL MARKETS, LLC (STURGEON BAY WI)
NA
01/04/1994 - 03/02/1998
DAIN RAUSCHER INCORPORATED
MO
09/04/1990 - 01/17/1994
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
12/20/1988 - 09/04/1990
BLUNT ELLIS & LOEWI INCORPORATED
BC
Issued 02/02/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
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Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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