Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Hornberger is an investment advisor representative at Wells Fargo Clearing Services, LLC. Nancy has been in the industry since August 14, 1994, and has a wide range of experience. Nancy holds a Series 6, 7, 9, 10, 24, 31, 63 and 65 license. Nancy specializes in providing investment consulting services to institutional clients, financial planning, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NJ
01/30/2023 - Present
Wells Fargo Clearing Services, LLC (MARLTON NJ)
PA
02/02/2011 - 08/19/2022
WELLS FARGO CLEARING SERVICES, LLC (PHILADELPHIA PA)
PA
12/06/2010 - 01/20/2011
WELLS FARGO SECURITIES, LLC (PHILADELPHIA PA)
PA
07/20/2010 - 11/17/2010
INVESTORS CAPITAL CORP. (HORSHAM PA)
NJ
06/01/2009 - 04/21/2010
MORGAN STANLEY SMITH BARNEY (VOORHEES NJ)
NJ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (VOORHEES NJ)
NJ
01/17/2006 - 04/02/2007
MORGAN STANLEY DW INC. (VOORHEES NJ)
MN
07/19/2005 - 12/08/2005
USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)
MA
10/27/2004 - 07/18/2005
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NY
10/01/2001 - 07/01/2004
AXA ADVISORS, LLC (NEW YORK NY)
PA
12/31/2000 - 09/26/2001
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
PA
04/25/1995 - 12/31/2000
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
PA
03/01/1994 - 04/03/1995
PNC BROKERAGE CORP (PITTSBURGH PA)
VA
08/31/1993 - 03/09/1994
GNA SECURITIES, INC. (GLEN ALLEN VA)
NY
07/20/1993 - 08/17/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
02/16/1993 - 05/04/1993
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
02/16/1993 - 05/04/1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 04/19/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/18/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/10/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/05/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2009
Series 3 - National Commodity Futures Examination
BC
Issued 01/20/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 05/12/1998
Series 7 - General Securities Representative Examination
BC
Issued 02/12/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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