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Nancy Ann Hoff

Houlihan Lokey Capital, Inc.

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About Nancy Ann Hoff

Nancy Ann Hoff is a registered representative with Houlihan Lokey Capital, Inc. based in Dallas, TX. Nancy has been in the financial services industry since July 2020. Nancy is Series 63, 79TO and SIE licensed.

Firm Information

Nancy Hoff is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nancy Hoff’s Registration & Firm History

TX

07/13/2020 - Present

Houlihan Lokey Capital, Inc. (Dallas TX)

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Licenses & Designations

BC

Issued 08/10/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/13/2020

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 05/27/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nancy Ann Hoff.
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