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Nancy Ann Griff

Frost Brokerage Services, Inc.

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About Nancy Ann Griff

Nancy Ann Griff is a registered representative with Frost Brokerage Services, Inc. in San Antonio, Texas. Nancy holds Series 6, 7, 63, and SIE licenses and has been in the industry since 2015.

Firm Information

Nancy Griff is currently registered with Frost Brokerage Services, Inc.. Frost Brokerage Services, Inc. is a corporation formed in March 1986. The firm is registered with the SEC and in 48 states.

Not reported

Assets Under Management

Not reported

Total Clients

33

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nancy Griff’s Registration & Firm History

TX

02/17/2015 - Present

Frost Brokerage Services, Inc. (SAN ANTONIO TX)

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Licenses & Designations

BC

Issued 04/03/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/17/2015

Series 7 - General Securities Representative Examination

BC

Issued 02/17/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nancy Ann Griff.
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