Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Gathers is a financial professional with over 20 years of experience in the financial services industry. Nancy is registered with The Leaders Group, Inc. in Littleton, Colorado. Prior to joining The Leaders Group, Inc., Nancy was affiliated with several other financial institutions including PRUCO SECURITIES, LLC., Prudential Investment Management Services LLC, Prudential Annuities Distributors, Inc, ING FINANCIAL PARTNERS, INC., ING FINANCIAL ADVISERS, LLC, METLIFE INVESTORS DISTRIBUTION COMPANY, TOWER SQUARE SECURITIES, INC., METLIFE SECURITIES INC., and Metropolitan Life Insurance Company. Nancy holds Series 6, 7, 24, 26 and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
05/21/2023 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NJ
12/07/2021 - 01/10/2022
PRUCO SECURITIES, LLC. (NEWARK NJ)
CT
10/09/2014 - 10/23/2020
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Hartford CT)
CT
12/20/2011 - 10/15/2014
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
CT
12/16/2010 - 12/07/2011
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
CT
12/08/2009 - 12/31/2010
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
CT
04/01/2006 - 06/06/2008
METLIFE INVESTORS DISTRIBUTION COMPANY (HARTFORD CT)
CT
07/12/2006 - 09/18/2006
TOWER SQUARE SECURITIES, INC. (HARTFORD CT)
CA
05/17/1996 - 04/01/2006
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
MA
01/11/1996 - 01/19/1996
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
01/11/1996 - 01/19/1996
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 11/27/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/11/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2010
Series 7 - General Securities Representative Examination
BC
Issued 12/29/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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