Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Darby is a financial advisor with Ares Management Capital Markets LLC. Nancy has over 10 years of experience in the financial services industry. Nancy is a Series 7, 24, 53, and 66 licensed professional. Nancy has held positions with several firms including Barclays Capital Inc., NYLIFE Securities LLC, and AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/22/2018 - Present
Ares Management Capital Markets LLC (NEW YORK NY)
NY
02/27/2017 - 01/31/2018
ARES INVESTOR SERVICES LLC (NEW YORK NY)
NY
09/10/2013 - 06/18/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
04/20/2011 - 09/06/2013
NYLIFE SECURITIES LLC (SLEEPY HOLLOW NY)
NY
03/07/2011 - 09/05/2013
NYLIFE DISTRIBUTORS LLC (SLEEPY HOLLOW NY)
NY
10/18/2010 - 12/16/2010
AXA ADVISORS, LLC (NEW YORK NY)
CT
08/17/2007 - 08/26/2010
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
BOTH
Issued 12/18/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/01/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/31/2013
Series 4 - Registered Options Principal Examination
BC
Issued 06/04/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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