Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Castillo is a financial advisor who has been in the industry since 1998. Nancy is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. as a Registered Representative. Nancy is also a Registered Investment Advisor in the state of Florida. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Nancy worked at Morgan Stanley, Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, and Morgan Stanley DW Inc. Nancy has a wide range of experience in the financial services industry and is committed to providing her clients with the highest quality of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/28/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CORAL GABLES FL)
FL
11/02/2020 - 02/25/2022
CITI PRIVATE ADVISORY, LLC (MIAMI FL)
FL
11/02/2020 - 02/25/2022
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
FL
04/28/2016 - 10/20/2020
MORGAN STANLEY (MIAMI FL)
FL
08/10/2009 - 05/11/2016
CREDIT SUISSE SECURITIES (USA) LLC (MIAMI FL)
FL
05/29/2007 - 08/31/2009
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
FL
09/25/2003 - 05/29/2007
CITICORP INVESTMENT SERVICES (MIAMI FL)
NY
04/30/1998 - 07/01/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 06/13/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/25/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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