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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nancy? Claim Your ProfileNancy Rainer-wallace is a financial advisor with over 38 years of experience. Nancy is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Pennsylvania, New Jersey and Texas and also holds registrations in several other states. Nancy is experienced in a wide range of financial services including portfolio management, financial planning, and pension consulting. Previously, Nancy was registered with Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc. and UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
12/19/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WAYNE PA)
PA
06/01/2009 - 02/04/2011
MORGAN STANLEY SMITH BARNEY (WAYNE PA)
PA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WAYNE PA)
PA
04/29/2005 - 04/02/2007
MORGAN STANLEY DW INC. (WAYNE PA)
NJ
12/01/2000 - 05/12/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
10/28/1988 - 12/06/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
06/26/1984 - 11/21/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
01/19/1983 - 06/06/1984
BOENNING & SCATTERGOOD, INC.
IA
Issued 12/29/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/1990
Series 3 - National Commodity Futures Examination
BC
Issued 01/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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