Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nanci? Claim Your ProfileNanci Zamlen is a financial advisor with Wells Fargo Clearing Services, LLC, based in Scottsdale, AZ. Nanci has been in the financial industry since 1986, and has worked at several firms including UBS Financial Services Inc., Piper Jaffray & Co., and Dain Rauscher Incorporated. Nanci is registered with FINRA as well as several states, including Arizona, California, and Minnesota. Nanci is a dedicated financial professional with a focus on providing personalized financial advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
11/13/2013 - Present
Wells Fargo Clearing Services, LLC (MINNEAPOLIS MN)
MN
08/12/2006 - 03/24/2011
UBS FINANCIAL SERVICES INC. (DULUTH MN)
MN
01/12/2001 - 08/12/2006
PIPER JAFFRAY & CO. (DULUTH MN)
NY
03/02/1998 - 01/26/2001
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
01/02/1986 - 03/02/1998
DAIN RAUSCHER INCORPORATED
BOTH
Issued 06/04/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/14/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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