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Nana Tsujimoto

Smbc Nikko Securities America, Inc.

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About Nana Tsujimoto

Nana Tsujimoto is a registered representative with Smbc Nikko Securities America, Inc. Nana is licensed in 51 states and the District of Columbia. Nana has passed the Series 7TO, Series 63 and SIE exams.

Firm Information

Nana Tsujimoto is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nana Tsujimoto’s Registration & Firm History

NY

01/05/2024 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/12/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/05/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/08/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Nana Tsujimoto.
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