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Nana kwaku Ampofo Amoabeng

Wells Fargo Securities, LLC

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About Nana kwaku Ampofo Amoabeng

Nana kwaku Ampofo Amoabeng is a registered representative with Wells Fargo Securities, LLC and has been in the industry since September 15, 2019. Nana kwaku has a broad range of experience, having previously worked for Credit Suisse Securities (USA) LLC and UBS Securities LLC. Nana kwaku holds several industry licenses including Series 7TO, Series 79TO, and Series 63. Nana kwaku is licensed in all 50 states and the District of Columbia.

Firm Information

Nana kwaku Amoabeng is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nana kwaku Amoabeng’s Registration & Firm History

NY

08/25/2023 - Present

Wells Fargo Securities, LLC (New York NY)

NY

06/09/2021 - 08/07/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

08/17/2019 - 05/26/2021

UBS SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/21/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/25/2022

Series 7TO - General Securities Representative Examination

BC

Issued 08/17/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/09/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Nana kwaku Ampofo Amoabeng.
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