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Nan Wang

Wells Fargo Securities, LLC

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About Nan Wang

Nan Wang is a financial professional with over 20 years of experience in the industry. Nan is currently registered with Wells Fargo Securities, LLC and has previously held positions with BOFA Securities, Inc., Merrill Lynch Professional Clearing Corp., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Nan holds the Series 27, Series 28, Series 99TO, and SIE licenses. Nan is a highly experienced financial professional with a proven track record of success. Nan is committed to providing her clients with the highest level of service and expertise.

Firm Information

Nan Wang is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nan Wang’s Registration & Firm History

NY

06/26/2020 - Present

Wells Fargo Securities, LLC (New York NY)

NY

04/22/2020 - 06/15/2020

BOFA SECURITIES, INC. (NEW YORK NY)

NY

04/22/2020 - 06/15/2020

MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)

NY

06/03/2019 - 06/15/2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/02/2023

Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination

BC

Issued 10/29/2019

Series 27 - Financial and Operations Principal Examination

BC

Issued 06/01/2019

Series 99TO - Operations Professional Examination

BC

Issued 05/20/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Nan Wang.
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