Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nan-ting? Claim Your ProfileNan-ting Kuo is a financial professional with over 20 years of experience in the industry. Nan-ting currently works for Hold Brothers Capital LLC as a registered representative. Previously Nan-ting worked at Hold Brothers On-Line Investment Services L.L.C. and Worldco, L.L.C.. Nan-ting is licensed to sell securities in the United States and holds the Series 7, Series 55, Series 57TO, Series 99TO and SIE licenses. Nan-ting also has a state license in NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/06/2012 - Present
Hold Brothers Capital LLC (NEW YORK NY)
NY
05/08/2003 - 02/16/2012
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (NEW YORK NY)
NY
11/13/2001 - 05/06/2003
WORLDCO, L.L.C. (NEW YORK NY)
BC
Issued 01/22/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2024
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/11/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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