Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nan? Claim Your ProfileNan Shen is a securities professional with over 10 years of experience in the financial industry. Nan is currently registered with Tower Principal Markets LLC and holds the Series 56, Series 57TO, and the Securities Industry Essentials (SIE) exams. Nan has previously worked at IMC Financial Markets and Akuna Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
03/20/2024 - Present
Tower Principal Markets LLC (Chicago IL)
IL
03/30/2017 - 08/27/2019
IMC FINANCIAL MARKETS (CHICAGO IL)
IL
08/16/2013 - 10/04/2016
AKUNA SECURITIES LLC (CHICAGO IL)
BC
Issued 03/20/2024
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2024
Series 57TO - Securities Trader Exam
BC
Issued 08/15/2013
Series 56 - Proprietary Trader Qualification Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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