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Nan Guo

Sofi Wealth LLC

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About Nan Guo

Nan Guo is a financial advisor at SoFi Wealth LLC. Nan is a registered representative and investment advisor representative who works with high-net-worth individuals, providing financial planning and portfolio management services. Nan holds Series 7, 63, and 66 licenses and the SIE designation. Nan's professional experience includes previous roles at Morgan Stanley, Vanguard Marketing Corporation, and TD Ameritrade. Nan is dedicated to helping clients achieve their financial goals and has a passion for educating clients on their options.

Firm Information

Nan Guo is currently registered with Sofi Wealth LLC. Sofi Wealth LLC is a San Francisco, California-based registered investment advisor with over $1.36 billion in assets under management. The firm provides financial planning, educational seminars, and portfolio management services to individuals, including high-net-worth individuals. Sofi Wealth LLC also offers a wrap fee program and publishes periodicals. The firm has 70 investment advisor representatives and 4 licensed agents.
Sofi Wealth LLC

234 1ST STREET

SAN FRANCISCO, CA 94105

$1.37B

Assets Under Management

6,000

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nan Guo’s Registration & Firm History

UT

08/14/2024 - Present

Sofi Wealth LLC (Cottonwood Heights UT)

UT

05/07/2024 - 06/12/2024

MORGAN STANLEY & CO. LLC (South Jordan UT)

UT

01/03/2022 - 05/07/2024

MORGAN STANLEY (South Jordan UT)

PA

07/22/2021 - 09/21/2021

VANGUARD MARKETING CORPORATION (MALVERN PA)

MO

07/20/2018 - 07/10/2020

TD AMERITRADE, INC. (ST. LOUIS MO)

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Licenses & Designations

BOTH

Issued 08/11/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/30/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/20/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nan Guo.
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