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Namsoo Lee

AIP Capital Markets LLC

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About Namsoo Lee

Namsoo Lee is a registered representative with AIP Capital Markets LLC. Namsoo is a licensed securities professional in California and New York. Namsoo holds Series 7, 79, 24, 63, and SIE licenses. Namsoo has been in the industry since 2006 and has experience with Lloyds Securities and Citigroup Global Markets Inc. Namsoo Lee is located in Rolling Hills Estates, California.

Firm Information

Namsoo Lee is currently registered with AIP Capital Markets LLC. AIP Capital Markets LLC is a Limited Liability Company formed on May 3, 2017. The firm is registered in California and New York.

Not reported

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Namsoo Lee’s Registration & Firm History

CA

01/08/2018 - Present

AIP Capital Markets LLC (ROLLING HILLS ESTATES CA)

NY

09/17/2012 - 07/22/2014

LLOYDS SECURITIES (NEW YORK NY)

NY

06/15/2006 - 09/26/2006

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/01/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/25/2017

Series 24 - General Securities Principal Examination

BC

Issued 03/10/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/14/2017

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 06/13/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Namsoo Lee.
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