Unclaimed
Namsoo Lee is a registered representative with AIP Capital Markets LLC. Namsoo is a licensed securities professional in California and New York. Namsoo holds Series 7, 79, 24, 63, and SIE licenses. Namsoo has been in the industry since 2006 and has experience with Lloyds Securities and Citigroup Global Markets Inc. Namsoo Lee is located in Rolling Hills Estates, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
01/08/2018 - Present
AIP Capital Markets LLC (ROLLING HILLS ESTATES CA)
NY
09/17/2012 - 07/22/2014
LLOYDS SECURITIES (NEW YORK NY)
NY
06/15/2006 - 09/26/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 11/01/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2017
Series 24 - General Securities Principal Examination
BC
Issued 03/10/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 06/13/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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