Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nam? Claim Your ProfileNam Hoang Nguyen is an active financial advisor. Nam has been in the industry since June 2021. Currently, Nam is registered with Wells Fargo Clearing Services, LLC and has been working with the firm since June 2023. Nam has been registered in Washington as a broker-dealer and investment advisor. Previously, Nam worked with Edward Jones, a registered broker-dealer and investment advisor, from November 2017 to December 2019. Nam is also a registered representative with Financial Industry Regulatory Authority, Inc. (FINRA). Nam's previous experience includes working for several companies in different industries. Nam holds Series 7, 63, 66, and 6TO licenses and has completed the Securities Industry Essentials (SIE) exam. Nam also has experience in various specializations, including portfolio management for individuals, businesses, and investment companies. Nam is a licensed investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
08/22/2023 - Present
Wells Fargo Clearing Services, LLC (SEATTLE WA)
WA
11/02/2017 - 12/19/2019
EDWARD JONES (RENTON WA)
IA
Issued 08/22/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/31/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 03/16/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/20/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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