Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nakia? Claim Your ProfileNakia Sangria Franklin is a financial advisor currently registered with Cetera Investment Services LLC. Nakia has been in the financial services industry since 2007. Prior to joining Cetera, Nakia held positions at various firms including Foresters Financial Services, HSBC Securities, MML Investors Services, Citigroup Global Markets, Princor Financial Services, and AXA Advisors. Nakia holds the Series 66, Series 7, Series 6TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/20/2019 - Present
Cetera Investment Services LLC (CHEEKTOWAGA NY)
NY
02/09/2018 - 06/21/2019
FORESTERS FINANCIAL SERVICES, INC. (CHEEKTOWAGA NY)
NY
06/25/2013 - 01/10/2018
HSBC SECURITIES (USA) INC. (DEPEW NY)
NY
10/19/2009 - 03/27/2012
MML INVESTORS SERVICES, LLC (AMHERST NY)
NY
11/26/2007 - 02/17/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/04/2006 - 05/31/2007
PRINCOR FINANCIAL SERVICES CORPORATION (BUFFALO NY)
NY
03/22/2005 - 01/10/2006
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 06/06/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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