Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nain? Claim Your ProfileNain Perez is a financial advisor with over 17 years of experience in the industry. Nain is currently registered with Valic Financial Advisors, Inc. and has previously held positions with firms like Merrill Lynch, Pierce, Fenner & Smith Incorporated, Ameriprise Financial Services, Inc., and E*TRADE Securities LLC. Nain is licensed to offer investment advice in Arizona, Arkansas, California, Idaho, Montana, Pennsylvania, Texas, and Washington. Nain holds Series 66, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap accounts to clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
07/31/2019 - Present
Valic Financial Advisors, Inc. (WOODLAND HILLS CA)
CA
08/20/2015 - 10/24/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FULLERTON CA)
CA
08/12/2014 - 08/19/2015
AMERIPRISE FINANCIAL SERVICES, INC. (IRVINE CA)
CA
10/12/2011 - 08/30/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SANTA ANA CA)
CA
05/05/2011 - 09/22/2011
E*TRADE SECURITIES LLC (TORRANCE CA)
CA
02/11/2008 - 05/24/2011
VALIC FINANCIAL ADVISORS, INC. (ORANGE CA)
CA
03/08/2005 - 11/21/2007
AMERIPRISE FINANCIAL SERVICES, INC. (CORONA CA)
MN
03/08/2005 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 04/05/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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