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Nagaram Manda

BGC Financial, LP

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About Nagaram Manda

Nagaram Manda is a securities professional with over 10 years of experience in the financial industry. Nagaram has a strong track record of success, having passed the Series 7, Series 57, Series 99, and SIE exams. Nagaram is currently registered with BGC Financial, LP, and previously worked at KCG Americas LLC.

Firm Information

Nagaram Manda is currently registered with BGC Financial, LP. BGC Financial, LP is a Partnership that was formed on April 2, 2008. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have been involved in 36 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

132

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nagaram Manda’s Registration & Firm History

NY

09/28/2016 - Present

BGC Financial, LP (NEW YORK NY)

NJ

01/15/2013 - 09/13/2016

KCG AMERICAS LLC (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/14/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Nagaram Manda.
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