Unclaimed
Naeem Semerkant is an investment advisor registered with the Securities and Exchange Commission and FINRA. Naeem Semerkant is currently employed by J.P. Morgan Securities LLC, where they have been working since December 2022. Previously, Naeem Semerkant was affiliated with SW Financial, Aegis Capital Corp. and Group One Trading, L.P. Naeem Semerkant has held several licenses in the financial industry, including the Series 7TO and Series 63. They are also qualified to offer investment advice in several states. Naeem Semerkant provides investment advice to corporations, individuals, insurance companies, high-net-worth individuals, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
12/08/2022 - Present
J.p. Morgan Securities LLC (HEWLETT NY)
NY
09/07/2021 - 02/18/2022
SW FINANCIAL (MELVILLE NY)
NY
06/16/2021 - 08/31/2021
AEGIS CAPITAL CORP. (MELVILLE NY)
IL
01/23/2018 - 04/13/2018
GROUP ONE TRADING, L.P. (CHICAGO IL)
BC
Issued 07/17/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/03/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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