Unclaimed
Nadya Mirza is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., registered with the state of Arizona. Nadya has been in the financial services industry for over 18 years. Nadya has the Series 7, 31, 63, 65 and 66 licenses and holds registrations in over 50 states and the District of Columbia. Nadya has a strong background in the financial services industry, having worked for Morgan Stanley and Citigroup Global Markets Inc. in the past. Nadya has experience working with a variety of clients, including individuals, businesses, corporations, and institutions. Nadya provides portfolio management, financial planning, and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
12/19/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHANDLER AZ)
NY
06/01/2009 - 03/28/2014
MORGAN STANLEY (NEW YORK NY)
NY
11/22/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 12/18/2014
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/23/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/09/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 11/19/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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