Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nadine? Claim Your ProfileNadine Faulis is a financial advisor with over 30 years of experience in the industry. Nadine is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., where she is a Registered Representative. Prior to that, Nadine worked for Bank of America Investment Services, Inc., Dean Witter Reynolds Inc., and Pacific Southern Securities, Inc. Nadine specializes in providing financial advice to individuals, corporations, high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. Nadine is licensed in multiple states and holds Series 7, Series 63, and Series 65 licenses. Nadine has extensive experience in providing investment advice, portfolio management, and financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
10/11/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LAS VEGAS NV)
NV
07/12/1999 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (LAS VEGAS NV)
CA
04/20/1995 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
NY
12/08/1989 - 05/19/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
10/25/1989 - 12/06/1989
PACIFIC SOUTHERN SECURITIES, INC.
IA
Issued 09/10/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/20/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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