Unclaimed
Nadine Gordon is a financial advisor with over 30 years of experience in the industry. Nadine is registered with Wells Fargo Clearing Services, LLC and has been with the firm since November 2016. Nadine is also a registered representative with Wells Fargo Advisors LLC and has been with the firm since May 2009. Nadine has held previous positions with A. G. EDWARDS & SONS, INC., SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED, PRUDENTIAL-BACHE SECURITIES INC., and MESIROW & COMPANY, INCORPORATED. Nadine holds Series 63, 66, 7, 9, 10 and SIE licenses. Nadine specializes in financial planning, portfolio management for individuals and businesses, and investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
03/03/2021 - Present
Wells Fargo Clearing Services, LLC (NAPERVILLE IL)
CA
04/16/1992 - 01/03/2008
A. G. EDWARDS & SONS, INC. (LA JOLLA CA)
NY
04/18/1990 - 04/09/1992
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NY
03/26/1984 - 04/18/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
10/23/1981 - 07/14/1983
MESIROW & COMPANY, INCORPORATED
BOTH
Issued 04/29/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/04/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/28/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/14/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1981
Series 5 - Interest Rate Options Examination
BC
Issued 10/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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