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Nadia K Shams-ansari

Ares Management Capital Markets LLC

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About Nadia K Shams-ansari

Nadia Shams-ansari is a financial professional with experience in the securities industry. Nadia is currently registered with Ares Management Capital Markets LLC in New York, NY and holds Series 7TO, 79TO and SIE licenses. Nadia has a strong track record of success in the financial industry. Nadia previously worked at PIPER SANDLER & CO. in New York, NY.

Firm Information

Nadia Shams-ansari is currently registered with Ares Management Capital Markets LLC. Ares Management Capital Markets LLC is a Limited Liability Company formed in January 2012. They are registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nadia Shams-ansari’s Registration & Firm History

NY

07/26/2023 - Present

Ares Management Capital Markets LLC (NEW YORK NY)

NY

09/16/2020 - 11/22/2021

PIPER SANDLER & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/22/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/18/2023

Series 7TO - General Securities Representative Examination

BC

Issued 09/16/2020

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/09/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nadia K Shams-ansari.
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