Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nadia? Claim Your ProfileNadia Polack is a financial advisor currently registered with Oppenheimer & Co. Inc. in New York. Nadia has been in the financial services industry since 2010. Prior to joining Oppenheimer & Co. Inc., Nadia worked for VALIC Financial Advisors, INC., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Morgan Stanley. Nadia specializes in portfolio management for individuals, businesses, and pooled investment vehicles. Nadia is also qualified to provide financial planning services and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
09/14/2022 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
09/25/2017 - 10/05/2022
VALIC FINANCIAL ADVISORS, INC. (LATHAM NY)
NY
05/04/2015 - 01/23/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/23/2010 - 03/18/2015
MORGAN STANLEY (NEW YORK NY)
NY
07/18/2008 - 10/02/2008
J.P.MORGAN SECURITIES INC. (NEW YORK NY)
BOTH
Issued 06/26/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/09/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/11/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 07/17/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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