Unclaimed
Nader Rousta is an investment banking professional with over 3 years of experience in the financial services industry. He is currently registered with Lazard Freres & Co. LLC in California and has previously worked with Jefferies LLC and Duff & Phelps Securities LLC. Nader holds the Series 63, SIE, Series 62 and Series 79 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/17/2018 - Present
Lazard Freres & Co. LLC (LOS ANGELES CA)
NY
05/31/2017 - 10/23/2018
JEFFERIES LLC (NEW YORK NY)
CA
07/27/2015 - 04/29/2017
DUFF & PHELPS SECURITIES LLC (LOS ANGELES CA)
BC
Issued 07/23/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2017
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 07/13/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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