Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nadeem? Claim Your ProfileNadeem Alam is a financial advisor with J.P. Morgan Securities LLC in Antioch, CA. Nadeem has been working in the financial services industry since February 13, 2008. Nadeem is registered with FINRA and the states of Arizona, California, Connecticut, Florida, Hawaii, Iowa, Nevada, New York, Oregon, Texas, Virginia, and Washington. Nadeem holds Series 7, 63, 65 and 66 licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
CA
09/09/2016 - Present
J.p. Morgan Securities LLC (BAY POINT CA)
CA
11/26/2012 - 09/08/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WALNUT CREEK CA)
CA
04/19/2010 - 05/09/2011
TRANSAMERICA FINANCIAL ADVISORS, INC (RICHMOND CA)
CA
08/01/2008 - 12/19/2008
NATIONWIDE SECURITIES, LLC (WALNUT CREEK CA)
CA
07/23/2008 - 08/01/2008
1717 CAPITAL MANAGEMENT COMPANY (WALNUT CREEK CA)
CA
03/07/2005 - 11/22/2006
RBC DAIN RAUSCHER INC. (WALNUT CREEK CA)
CA
09/28/2004 - 03/07/2005
FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)
MN
10/28/2003 - 08/20/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/28/2003 - 08/20/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
CA
04/01/1997 - 07/24/1997
INTERFIRST CAPITAL CORPORATION (LOS ANGELES CA)
BOTH
Issued 01/14/2013
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/30/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/08/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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