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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nacole? Claim Your ProfileNacole Darlene Carson is an Investment Advisor Representative with Morgan Stanley. Nacole is a registered investment advisor in California, Georgia, and Texas. Nacole has been in the industry since 1998 and has held previous roles at CITIGROUP GLOBAL MARKETS INC. and FRANKLIN/TEMPLETON DISTRIBUTORS, INC. Nacole has passed the Series 6, Series 7, Series 63, and Series 65 exams. Nacole works with a variety of clients including individuals, high-net-worth individuals, insurance companies, investment companies, charitable organizations, banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses, and state or municipal government entities. Nacole provides a variety of services to her clients including financial planning, asset allocation advice, pension consulting, educational seminars, selection of other advisors, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
12/14/2021 - Present
Morgan Stanley (San Francisco CA)
CA
11/29/1999 - 05/24/2010
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
CA
09/29/1998 - 10/07/1999
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
IA
Issued 06/28/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/11/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2011
Series 7 - General Securities Representative Examination
BC
Issued 09/28/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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