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Nabil Ez zaoui

Mizuho Securities USA LLC

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About Nabil Ez zaoui

Nabil Ez zaoui is a financial advisor with Mizuho Securities USA LLC. Nabil has over 10 years of experience in the financial industry, having previously worked at RBS Securities Inc. Nabil is registered with FINRA and holds the Series 63, Series 24, SIE, and Series 79 licenses. Nabil is registered to provide securities advice in 52 states and the District of Columbia.

Firm Information

Nabil Ez zaoui is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nabil Ez zaoui’s Registration & Firm History

NY

04/21/2015 - Present

Mizuho Securities USA LLC (NEW YORK NY)

CT

08/06/2012 - 04/15/2015

RBS SECURITIES INC. (STAMFORD CT)

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Licenses & Designations

BC

Issued 04/04/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/04/2019

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/04/2012

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nabil Ez zaoui.
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