Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Myles? Claim Your ProfileMyles Owen Gaines is a financial advisor who has been active in the industry since 2017. Gaines is currently registered with Capital Client Group, Inc. and has been with the firm since October 2024. Gaines holds the Series 6, 7, and 63 licenses as well as the SIE and Series 65 licenses. In the past, Gaines worked for Putnam Retail Management Limited Partnership. Gaines's previous registrations include all 50 US States, the District of Columbia, Puerto Rico, and the US Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CT
11/06/2024 - Present
Capital Client Group, Inc. (Bloomfield CT)
MA
11/02/2017 - 03/08/2021
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (ANDOVER MA)
IA
Issued 03/05/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2018
Series 7 - General Securities Representative Examination
BC
Issued 11/02/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Myles Gaines is the right advisor for you? Invested Better is here to help.
