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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Myles? Claim Your ProfileMyles F. Wittenstein is an investment advisor representative with UBS Financial Services Inc. Myles has been in the industry since 1967 and has worked for several firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Sanford C. Bernstein & Co., LLC, and Rooney, Pace Inc. Myles holds several licenses including Series 7TO, SIE, Series 31, Series 15, Series 5, Series 1, Series 63, and Series 65. Myles provides services such as financial planning, pension consulting, educational seminars, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
01/22/2009 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
09/19/2003 - 01/26/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
12/07/2000 - 10/09/2003
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
06/13/1985 - 12/07/2000
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
NA
05/13/1983 - 02/28/1985
ROONEY, PACE INC.
NA
07/13/1978 - 05/23/1983
A. G. BECKER INCORPORATED
NA
03/27/1975 - 07/13/1978
BECKER SECURITIES INCORPORATED
NA
07/03/1972 - 04/22/1975
LEHMAN BROTHERS INCORPORATED
NA
12/20/1967 - 04/09/1972
BACHE & CO INCORPORATED
IA
Issued 04/02/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/15/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/1979
Series 4 - Registered Options Principal Examination
BC
Issued 11/30/1978
Series 40 - Registered Principal Examination
BC
Issued 03/30/1978
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 12/06/1982
Series 15 - Foreign Currency Options Examination
BC
Issued 10/14/1981
Series 5 - Interest Rate Options Examination
BC
Issued 12/18/1967
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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