Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mutsumi? Claim Your ProfileMutsumi Kanamori is a financial professional with Daiwa Capital Markets America Inc. Mutsumi has been in the industry since December 4, 2023. Mutsumi holds the Series 63, Series 86, Series 87, and Series 7TO licenses. Mutsumi is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/05/2023 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
BC
Issued 01/19/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2024
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/27/2023
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/27/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/13/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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