Unclaimed
Mustafha Karim is a financial professional with experience in the securities industry. Most recently, Mustafha has been registered with SPC Capital Markets LLC since May 2023. Mustafha holds the Series 99TO and Securities Industry Essentials Examination licenses. Previously, Mustafha was registered with SCOTIA CAPITAL (USA) INC. in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
05/31/2023 - Present
SPC Capital Markets LLC (Greenwich CT)
NY
02/25/2022 - 09/26/2022
SCOTIA CAPITAL (USA) INC. (NEW YORK NY)
BC
Issued 02/25/2022
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2022
Series 99TO - Operations Professional Examination
Active
Inactive
F
FINRA
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