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Mustafha Karim

SPC Capital Markets LLC

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About Mustafha Karim

Mustafha Karim is a financial professional with experience in the securities industry. Most recently, Mustafha has been registered with SPC Capital Markets LLC since May 2023. Mustafha holds the Series 99TO and Securities Industry Essentials Examination licenses. Previously, Mustafha was registered with SCOTIA CAPITAL (USA) INC. in New York, NY.

Firm Information

Mustafha Karim is currently registered with SPC Capital Markets LLC. SPC Capital Markets LLC is a Limited Liability Company that was formed on May 10, 2019. The firm is registered in Connecticut, Florida, and New York, and is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mustafha Karim’s Registration & Firm History

CT

05/31/2023 - Present

SPC Capital Markets LLC (Greenwich CT)

NY

02/25/2022 - 09/26/2022

SCOTIA CAPITAL (USA) INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/25/2022

SIE - Securities Industry Essentials Examination

BC

Issued 02/11/2022

Series 99TO - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mustafha Karim.
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