Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mustafa? Claim Your ProfileMustafa Fazel is a registered representative with ETC Brokerage Services, LLC. Mustafa has been in the industry since May 28, 1996, and holds the Series 7, Series 7TO, Series 24, Series 99TO, and SIE licenses. Mustafa has previously worked at National Financial Services LLC, J.P. Morgan Institutional Investments Inc., J. P. Morgan Invest, LLC, Fidelity Brokerage Services LLC, and CitiCorp Investment Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
12/08/2023 - Present
ETC Brokerage Services, LLC (Dallas TX)
TX
05/25/2007 - 07/09/2021
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
MA
12/01/2005 - 06/02/2006
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (BOSTON MA)
MA
11/20/2002 - 12/01/2005
J. P. MORGAN INVEST, LLC (BOSTON MA)
RI
09/11/1997 - 10/28/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
NY
08/19/1992 - 05/13/1997
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BC
Issued 08/08/2022
Series 24 - General Securities Principal Examination
BC
Issued 03/20/2024
Series 99TO - Operations Professional Examination
BC
Issued 08/08/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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