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Murugesan Suppayyan

UBS Securities LLC

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About Murugesan Suppayyan

Murugesan Suppayyan is a financial advisor who has been in the industry since 2015. Murugesan is a registered principal with UBS Securities LLC. Murugesan is also registered with UBS Financial Services Inc. Murugesan holds the following FINRA licenses: Series 7, Series 16, Series 24, Series 87, and the SIE. Murugesan's primary office location is 1285 Avenue of the Americas in New York, NY.

Firm Information

Murugesan Suppayyan is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Murugesan Suppayyan’s Registration & Firm History

NY

09/05/2017 - Present

UBS Securities LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/11/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/29/2018

Series 16 - NYSE Supervisory Analyst Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/03/2017

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 11/02/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Murugesan Suppayyan.
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