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Murry Meir Shapero

Maxim Financial Advisors LLC

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About Murry Meir Shapero

Murry Shapero is a registered representative with Maxim Financial Advisors LLC. Murry has been in the industry since July 15, 1988. Murry is registered with FINRA and is licensed to offer securities and investment advisory services in 23 states and the District of Columbia. Prior to joining Maxim Financial Advisors LLC, Murry was employed by HD Brous & Co., Inc., Gaines, Berland Inc., Barrington Capital Group, L.P., A. R. Baron & Co., Inc., D. H. Blair & Co., Inc. and Shearson Lehman Hutton Inc.

Firm Information

Murry Shapero is currently registered with Maxim Financial Advisors LLC. Maxim Financial Advisors LLC is an investment advisor registered with the SEC and located in NEW YORK, NY. They have 41 investment adviser representatives and manage approximately $371,163,779 in assets for 754 clients. The firm provides portfolio management services for individuals, businesses and pension plans. They also offer selection of other advisors services and participate in wrap fee programs.
Maxim Financial Advisors LLC

300 PARK AVE

NEW YORK, NY 10022

$371.16M

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Murry Shapero’s Registration & Firm History

NY

08/19/2021 - Present

Maxim Financial Advisors LLC (NEW YORK NY)

NY

10/27/1998 - 06/23/2004

HD BROUS & CO., INC. (GREAT NECK NY)

NY

09/14/1998 - 10/09/1998

GAINES, BERLAND INC. (BETHPAGE NY)

NY

08/18/1995 - 09/18/1998

BARINGTON CAPITAL GROUP, L.P. (NEW YORK NY)

NY

05/25/1994 - 08/15/1995

A. R. BARON & CO., INC. (NEW YORK NY)

NY

11/09/1988 - 06/01/1994

D. H. BLAIR & CO., INC. (NEW YORK NY)

NA

06/21/1988 - 11/02/1988

SHEARSON LEHMAN HUTTON INC.

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Licenses & Designations

BOTH

Issued 09/08/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/01/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/11/2001

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 08/02/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 02/15/1995

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/08/1988

Series 3 - National Commodity Futures Examination

BC

Issued 06/18/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are 2 public disclosures for Murry Meir Shapero. Review regulatory record here.
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