Unclaimed
Murry Shapero is a registered representative with Maxim Financial Advisors LLC. Murry has been in the industry since July 15, 1988. Murry is registered with FINRA and is licensed to offer securities and investment advisory services in 23 states and the District of Columbia. Prior to joining Maxim Financial Advisors LLC, Murry was employed by HD Brous & Co., Inc., Gaines, Berland Inc., Barrington Capital Group, L.P., A. R. Baron & Co., Inc., D. H. Blair & Co., Inc. and Shearson Lehman Hutton Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
08/19/2021 - Present
Maxim Financial Advisors LLC (NEW YORK NY)
NY
10/27/1998 - 06/23/2004
HD BROUS & CO., INC. (GREAT NECK NY)
NY
09/14/1998 - 10/09/1998
GAINES, BERLAND INC. (BETHPAGE NY)
NY
08/18/1995 - 09/18/1998
BARINGTON CAPITAL GROUP, L.P. (NEW YORK NY)
NY
05/25/1994 - 08/15/1995
A. R. BARON & CO., INC. (NEW YORK NY)
NY
11/09/1988 - 06/01/1994
D. H. BLAIR & CO., INC. (NEW YORK NY)
NA
06/21/1988 - 11/02/1988
SHEARSON LEHMAN HUTTON INC.
BOTH
Issued 09/08/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/01/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/11/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/02/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/15/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/1988
Series 3 - National Commodity Futures Examination
BC
Issued 06/18/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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