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Murray Joseph Johnston

Osaic Institutions, Inc.

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About Murray Joseph Johnston

Murray Johnston is a financial advisor working with Osaic Institutions, Inc. Murray has worked in the financial industry since 1989. Murray has extensive experience working with both individuals and corporations. Murray is a registered representative in Arizona, Florida, Minnesota, New York, and Wisconsin. Murray holds Series 7, 24, 63, 65, and 66 licenses. Murray is a registered investment advisor in Minnesota. Murray is also licensed to offer financial planning, pension consulting, and educational seminars.

Firm Information

Murray Johnston is currently registered with Osaic Institutions, Inc.. Osaic Institutions, Inc. is a Corporation headquartered in MERIDEN, CT, United States. The firm was formed on 1993-04-07 and is registered with the SEC and in 53 states. Osaic Institutions, Inc. provides financial planning, pension consulting, educational seminars, and other advisory services to a wide range of clients, including individuals, corporations, charitable organizations, and high net worth individuals. The firm manages approximately $3,626,644,800 in assets and has over 1,700 licensed agents, investment adviser representatives, and registered representatives.
Osaic Institutions, Inc.

538 PRESTON AVENUE

MERIDEN, CT 06450-4858

$3.63B

Assets Under Management

25

Total Clients

641

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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solicitation services for other advisers

Solicitation services for other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Murray Johnston’s Registration & Firm History

MN

11/18/2019 - Present

Osaic Institutions, Inc. (Waseca MN)

MN

10/01/2012 - 11/18/2019

FELTL & COMPANY (MINNETONKA MN)

MN

04/25/2003 - 09/28/2012

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC. (GOLDEN VALLEY MN)

NY

12/10/1999 - 05/02/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

MN

04/18/1989 - 12/15/1999

JOHN G. KINNARD AND COMPANY, INCORPORATED (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 09/12/2006

Series 66 - Uniform Combined State Law Examination

IA

Issued 08/23/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/28/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/04/2013

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/15/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Murray Joseph Johnston. Review regulatory record here.
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