Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Murray? Claim Your ProfileMurray Carter is a financial advisor who has been in the industry since March 23, 1989. Carter is a Registered Representative with Janney Montgomery Scott LLC, a broker-dealer with offices in Washington, DC, and Myrtle Beach, South Carolina. Carter is also a Registered Investment Advisor, and is licensed to offer advisory services in 15 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
DC
07/17/2019 - Present
Janney Montgomery Scott LLC (WASHINGTON DC)
MI
03/01/1991 - 02/27/1998
OLDE DISCOUNT CORPORATION (DETROIT MI)
FL
10/20/1989 - 02/26/1991
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NA
04/20/1989 - 10/18/1989
F.N. WOLF & CO., INC.
NA
03/21/1989 - 04/19/1989
THE STUART-JAMES COMPANY, INCORPORATED
IA
Issued 01/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/24/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/16/1993
Series 24 - General Securities Principal Examination
BC
Issued 08/21/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 04/23/1992
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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