Unclaimed
Murray Alden Johnson is an investment advisor representative with over 20 years of experience in the financial services industry. Murray is currently registered with Cambridge Investment Research Advisors, Inc. and has previously worked with UBS Financial Services Inc. and H&R Block Financial Advisors, Inc. Murray holds several licenses and designations, including the Series 7, 9, 10, 31, 52, 63 and 65 licenses. Murray provides a variety of financial services, including investment advice, financial planning, portfolio management, and retirement planning. Murray serves individuals, high-net-worth individuals, families, charitable organizations, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CA
02/23/2006 - Present
Cambridge Investment Research Advisors, Inc. (CARLSBAD CA)
NJ
07/13/2001 - 05/26/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
MI
07/21/1998 - 07/18/2001
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
IA
Issued 03/07/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/03/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/1998
Series 7 - General Securities Representative Examination
BC
Issued 07/20/1998
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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