Unclaimed
Munish Grover is a financial advisor with Lazard Asset Management Securities LLC. Munish has been in the financial services industry for over 20 years. Munish is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 6, 7, 31, and SIE licenses. Munish is also registered with the Securities Division of the Secretary of the Commonwealth. Munish is registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
01/12/2012 - Present
Lazard Asset Management Securities LLC (Boston MA)
MA
06/16/2011 - 01/03/2012
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
NY
06/30/2010 - 05/11/2011
MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)
NY
01/22/2008 - 04/22/2010
GOLDMAN, SACHS & CO. (NEW YORK NY)
RI
06/26/2000 - 01/22/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 09/29/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 06/20/2008
Series 7 - General Securities Representative Examination
BC
Issued 06/23/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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