Unclaimed
Munaf Merchant is a financial professional with over 27 years of experience in the industry. Munaf is currently registered with Velocity Clearing, LLC and Velocity Capital, LLC. Munaf has held previous positions at TOR Brokerage LLC, CONCEPT CAPITAL MARKETS, LLC, KDC MERGER ARBITRAGE FUND, LP, ABN AMRO INCORPORATED, ING FINANCIAL MARKETS LLC, ING BARINGS LLC, LEHMAN BROTHERS INC., BEAR, STEARNS & CO. INC., IMPACT SECURITIES CORPORATION, AMERICAN EXPRESS FINANCIAL ADVISORS INC., IDS LIFE INSURANCE COMPANY, and FIRST INVESTORS CORPORATION. Munaf has a strong background in the financial services industry and is committed to providing clients with personalized advice and investment solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/14/2019 - Present
Velocity Clearing, LLC (Purchase NY)
NJ
03/30/2023 - 11/03/2023
TOR BROKERAGE LLC (NORTH BERGEN NJ)
NY
11/20/2012 - 05/27/2014
CONCEPT CAPITAL MARKETS, LLC (NEW YORK NY)
NY
09/08/2009 - 12/06/2010
KDC MERGER ARBITRAGE FUND, LP (NEW YORK NY)
CT
05/24/2004 - 12/09/2008
ABN AMRO INCORPORATED (GREENWICH CT)
NY
04/28/2001 - 05/25/2004
ING FINANCIAL MARKETS LLC (NEW YORK NY)
NY
09/22/1998 - 04/30/2001
ING BARINGS LLC (NEW YORK NY)
NY
12/21/1996 - 10/02/1998
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
03/26/1992 - 11/07/1996
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
04/11/1991 - 10/29/1991
IMPACT SECURITIES CORPORATION
MN
09/06/1989 - 08/16/1990
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/06/1989 - 08/16/1990
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
05/24/1989 - 08/19/1989
FIRST INVESTORS CORPORATION
BC
Issued 10/04/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2003
Series 24 - General Securities Principal Examination
BC
Issued 08/27/1991
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
BC
Issued 05/23/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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