Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Muna? Claim Your ProfileMuna Malik is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. with over 10 years of experience in the financial industry. Muna holds Series 6, 7, 63 and 66 licenses as well as the SIE. Muna has worked with clients from various backgrounds including individuals, corporations, businesses, and government entities. In addition to working with Merrill Lynch, Muna has experience working with Pruco Securities, LLC., J.P. Morgan Securities LLC, MML Investors Services, LLC, and The Leaders Group, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
01/03/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SUGAR LAND TX)
CO
12/18/2020 - 09/20/2021
THE LEADERS GROUP, INC. (LITTLETON CO)
TX
02/13/2018 - 03/29/2019
PRUCO SECURITIES, LLC. (HOUSTON TX)
TX
12/09/2013 - 03/11/2016
J.P. MORGAN SECURITIES LLC (KATY TX)
TX
06/27/2011 - 03/19/2012
MML INVESTORS SERVICES, LLC (HOUSTON TX)
TX
08/15/2008 - 07/28/2009
MML INVESTORS SERVICES, INC. (HOUSTON TX)
FL
05/04/2005 - 07/24/2006
QA3 FINANCIAL CORP. (SARASOTA FL)
MO
12/04/2001 - 02/07/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BOTH
Issued 12/21/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2006
Series 7 - General Securities Representative Examination
BC
Issued 12/03/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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