Unclaimed
Mukesh Yadav is a financial advisor with Cetera Advisors LLC. Mukesh has been in the industry since 2021 and holds the Series 7TO, Series 24 and SIE licenses. Mukesh has worked at First Allied Securities, Inc. in the past. Cetera Advisors LLC is a full-service financial firm that provides a wide range of financial services to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/28/2021 - Present
Cetera Advisors LLC (EL SEGUNDO CA)
CA
10/28/2021 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
BC
Issued 06/22/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/28/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/19/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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