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Mukesh Yadav

Cetera Advisors LLC

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About Mukesh Yadav

Mukesh Yadav is a financial advisor with Cetera Advisors LLC. Mukesh has been in the industry since 2021 and holds the Series 7TO, Series 24 and SIE licenses. Mukesh has worked at First Allied Securities, Inc. in the past. Cetera Advisors LLC is a full-service financial firm that provides a wide range of financial services to individual and institutional clients.

Firm Information

Mukesh Yadav is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mukesh Yadav’s Registration & Firm History

CA

10/28/2021 - Present

Cetera Advisors LLC (EL SEGUNDO CA)

CA

10/28/2021 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)

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Licenses & Designations

BC

Issued 06/22/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/28/2021

Series 7TO - General Securities Representative Examination

BC

Issued 07/19/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mukesh Yadav.
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